Entity DossierGovernment Body

Employee Benefits Security Administration

Federal agency EBSA

pharmacryptotechtelecom

Tracked direct giving

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Regulatory Capture Assessment

Regulatory capture is when an agency advances the interests of the industry it oversees (Stigler 1971; Carpenter & Moss 2013). The counts below are records in this tracker that connect outside parties to this agency. They are context for that question, not evidence that capture occurred.

Industry connection records

Opposed / enabled / benefited records

Revolving-door records

Rules issued or proposed

Counted over all 58 relationship records for this agency.

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Relationships

Type	Connected To	Details	Source
Issued rule	Retirement Security: Definition of an Investment Advice Fiduciary	EBSA issued rule: Retirement Security: Definition of an Investment Advice Fiduciary	Source
Issued rule	Transparency in Coverage	Issued the rule.	Source
Issued rule	Transparency in Coverage	EBSA issued rule: Transparency in Coverage	Source
Shaped policy	Selection of Annuity Providers-Safe Harbor for Individual Account Plans; Withdrawal	Withdrew the rulemaking before finalizing it.	Source
Shaped policy	Removal of Definition of “Plan Assets”-Insurance Company General Accounts; Withdrawal	Withdrew the rulemaking before finalizing it.	Source
Issued rule	Pooled Employer Plans: Big Plans for Small Businesses	Issued the rule.	Source
Shaped policy	Removal of Definition of “Plan Assets”-Insurance Company General Accounts	Repealed or rescinded the rule.	Source
Issued rule	Selection of Annuity Providers-Safe Harbor for Individual Account Plans	Issued the rule.	Source
Shaped policy	Removal of Interpretive Bulletins Relating to the Employee Retirement Income Security Act of 1974	Repealed or rescinded the rule.	Source
Issued rule	Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption); Correction	Amended an existing rule.	Source
Issued rule	Request for Information Regarding the Prescription Drug Machine-Readable File Requirement in the Transparency in Coverage Final Rule	Issued the rule.	Source
Shaped policy	Enhancing Coverage of Preventive Services Under the Affordable Care Act	Withdrew the rulemaking before finalizing it.	Source
Issued rule	Voluntary Fiduciary Correction Program	Issued the rule.	Source
Issued rule	Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program	Amended an existing rule.	Source
Shaped policy	Coverage of Certain Preventive Services Under the Affordable Care Act	Withdrew the rulemaking before finalizing it.	Source
Issued rule	Extension of Certain Timeframes for Employee Benefit Plans, Participants, Beneficiaries, Qualified Beneficiaries, and Claimants Affected by Hurricane Helene, Tropical Storm Helene, or Hurricane Milton	Issued the rule.	Source
Issued rule	Enhancing Coverage of Preventive Services Under the Affordable Care Act	Issued the rule.	Source
Issued rule	Requirements Related to the Mental Health Parity and Addiction Equity Act	Issued the rule.	Source
Issued rule	Abandoned Plan Regulations	Issued the rule.	Source
Issued rule	Prohibited Transaction Exemption 2006-06 for Services Provided in Connection With the Termination of Abandoned Individual Account Plans	Amended an existing rule.	Source
Issued rule	Amendment to Prohibited Transaction Exemption 2020-02	Amended an existing rule.	Source
Issued rule	Amendment to Prohibited Transaction Exemption 84-24	Amended an existing rule.	Source
Issued rule	Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128	Amended an existing rule.	Source
Issued rule	Retirement Security Rule: Definition of an Investment Advice Fiduciary	Issued the rule.	Source
Shaped policy	Definition of “Employer”-Association Health Plans	Repealed or rescinded the rule.	Source
Issued rule	Amendment to Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption)	Amended an existing rule.	Source
Issued rule	Short-Term, Limited-Duration Insurance and Independent, Noncoordinated Excepted Benefits Coverage	Issued the rule.	Source
Issued rule	Request for Information-SECURE 2.0 Section 319-Effectiveness of Reporting and Disclosure Requirements	Issued the rule.	Source
Proposed rule	Enhancing Coverage of Preventive Services under the Affordable Care Act	EBSA proposed rule: Enhancing Coverage of Preventive Services under the Affordable Care Act	Source
Proposed rule	Electronic Disclosure by Group Health Plans under Employee Retirement Income Security Act	EBSA proposed rule: Electronic Disclosure by Group Health Plans under Employee Retirement Income Security Act	Source
Issued rule	Automatic Portability Transaction Regulations	Issued the rule.	Source
Issued rule	Reopening Comment Period for the Proposed Amendment to Prohibited Transaction Class Exemption 84-14 (the QPAM Exemption)	Amended an existing rule.	Source
Issued rule	Excepted Fertility Benefits	Issued the rule.	Source
Issued rule	Fiduciary Duties in Selecting Designated Investment Alternatives	Issued the rule.	Source
Issued rule	Retirement Security Rule: Definition of an Investment Advice Fiduciary: Notice of Court Vacatur	Amended an existing rule.	Source
Issued rule	Definition of “Employer”-Association Health Plans	Issued the rule.	Source
Issued rule	Federal Independent Dispute Resolution (IDR) Process Administrative Fee and Certified IDR Entity Fee Ranges	Issued the rule.	Source
Issued rule	Hearing on Retirement Security Rule: Definition of an Investment Advice Fiduciary and Associated Prohibited Transaction Exemption Amendments	Issued the rule.	Source
Issued rule	Federal Independent Dispute Resolution Operations	Issued the rule.	Source
Issued rule	Proposed Amendment to Prohibited Transaction Exemption 2020-02	Amended an existing rule.	Source
Issued rule	Proposed Amendment to Prohibited Transaction Exemption 84-24	Amended an existing rule.	Source
Issued rule	Proposed Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128	Amended an existing rule.	Source
Issued rule	Retirement Security Rule: Definition of an Investment Advice Fiduciary	Issued the rule.	Source
Issued rule	Request for Information; Coverage of Over-the-Counter Preventive Services	Issued the rule.	Source
Issued rule	Federal Independent Dispute Resolution (IDR) Process Administrative Fee and Certified IDR Entity Fee Ranges	Issued the rule.	Source
Issued rule	Requirements Related to the Mental Health Parity and Addiction Equity Act; Extension of Comment Period	Issued the rule.	Source
Issued rule	Request for Information-SECURE 2.0 Reporting and Disclosure	Issued the rule.	Source
Issued rule	Requirements Related to the Mental Health Parity and Addiction Equity Act	Issued the rule.	Source
Issued rule	Short-Term, Limited-Duration Insurance; Independent, Noncoordinated Excepted Benefits Coverage; Level-Funded Plan Arrangements; and Tax Treatment of Certain Accident and Health Insurance	Issued the rule.	Source
Issued rule	Annual Reporting and Disclosure	Issued the rule.	Source
Issued rule	Annual Reporting and Disclosure	Issued the rule.	Source
Issued rule	Annual Information Return/Reports	Issued the rule.	Source
Issued rule	Amendment and Restatement of Voluntary Fiduciary Correction Program	Amended an existing rule.	Source
Issued rule	Coverage of Certain Preventive Services Under the Affordable Care Act	Issued the rule.	Source
Issued rule	Federal Independent Dispute Resolution Operations	Issued the rule.	Source
Issued rule	Improving Transparency into Pharmacy Benefit Manager Fee Disclosure	EBSA issued rule: Improving Transparency into Pharmacy Benefit Manager Fee Disclosure	Source
Employs	Daniel Aronowitz	Assistant Secretary for Employee Benefits Security, Employee Benefits Security Administration (presidential appointment with Senate confirmation)	Source
Employs	James KILLMOND	Deputy Assistant Secretary, Employee Benefits Security Administration, Employee Benefits Security Administration (non-career Senior Executive Service)	Source