Policy events

Votes, enforcement decisions, and rulemakings from US financial regulators, each mapped to the political spending traceable to entities positioned to benefit from a specific outcome. Every figure links to its official docket and the underlying disclosure records. See the methodology for how spending is scoped to an event.

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44 events

• Regulatory Capital Rule: Community Bank Leverage Ratio Framework

  Rulemaking · Federal Reserve · Apr 29, 2026 · 2026-08298

• Regulatory Capital Rule (Regulation Q): Risk-Based Capital Surcharges for Global Systemically Important Bank Holding Companies; Systemic Risk Report (FR Y-15)

  Rulemaking · Federal Reserve · Mar 27, 2026 · 2026-05961

• Regulatory Capital Rules: Regulatory Capital and Standardized Approach for Risk-Weighted Assets

  Rulemaking · Federal Reserve · Mar 27, 2026 · 2026-05960

• Regulatory Capital Rule: Category I and II Banking Organizations, Banking Organizations With Significant Trading Activity, and Optional Adoption for Other Banking Organizations

  Rulemaking · Federal Reserve · Mar 27, 2026 · 2026-05959

• Withdrawal of Interpretive Guidance: Retail Commodity Transactions Involving Certain Digital Assets

  Rulemaking · CFTC · Dec 16, 2025 · 2025-22872

• Regulatory Capital Rule: Revisions to the Community Bank Leverage Ratio Framework

  Rulemaking · Federal Reserve · Dec 1, 2025 · 2025-21625

• Regulatory Capital Rule: Modifications to the Enhanced Supplementary Leverage Ratio Standards for U.S. Global Systemically Important Bank Holding Companies and Their Subsidiary Depository Institutions; Total Loss-Absorbing Capacity and Long-Term Debt Requirements for U.S. Global Systemically Important Bank Holding Companies

  Rulemaking · Federal Reserve · Dec 1, 2025 · 2025-21626

• Clarification of Deposit Insurance Coverage: Legacy Branches of U.S. Banks in the Federated States of Micronesia, the Marshall Islands, and Palau

  Rulemaking · FDIC · Aug 9, 2024 · 2024-17351

• Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan

  Rulemaking · CFTC · Jul 18, 2024 · 2024-15092

• Resolution Plans Required for Insured Depository Institutions With $100 Billion or More in Total Assets

  Rulemaking · FDIC · Jun 20, 2024 · FR 2024-13982 / RIN 3064-AF90

• Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions

  Rulemaking · CFTC · Mar 19, 2024 · 2024-04938

• Reporting Requirements for All Filers and Large Hedge Fund Advisers

  Rulemaking · SEC · Mar 12, 2024 · 2024-03473

• The Enhancement and Standardization of Climate-Related Disclosures for Investors

  Rulemaking · SEC · Mar 6, 2024 · Release 33-11275

• Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers

  Rulemaking · SEC · Feb 29, 2024 · 2024-02837

• Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

  Rulemaking · CFTC · Jan 24, 2024 · 2023-28745

• FDIC Official Signs and Advertising Requirements, False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC's Name or Logo

  Rulemaking · FDIC · Jan 18, 2024 · 2023-28629

• Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements

  Rulemaking · CFTC · Dec 28, 2023 · 2023-28350

• Long-Term Debt Requirements for Large Bank Holding Companies, Certain Intermediate Holding Companies of Foreign Banking Organizations, and Large Insured Depository Institutions; Extension of Comment Period

  Rulemaking · Federal Reserve · Nov 29, 2023 · 2023-26202

• Regulatory Capital Rules: Risk-Based Capital Requirements for Depository Institution Holding Companies Significantly Engaged in Insurance Activities

  Rulemaking · Federal Reserve · Nov 27, 2023 · 2023-23911

• Guidance on Nonbank Financial Company Determinations

  Rulemaking · FSOC · Nov 3, 2023 · FR 2023-25053

• Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity; Extension of Comment Period

  Rulemaking · Federal Reserve · Oct 27, 2023 · 2023-23671

• Risk-Based Capital Surcharges for Global Systemically Important Bank Holding Companies; Systemic Risk Report (FR Y-15); Extension of Comment Period

  Rulemaking · Federal Reserve · Oct 27, 2023 · 2023-23672

• Community Reinvestment Act

  Rulemaking · OCC · Oct 24, 2023 · 89 FR 6574 / FR 2023-25797

• Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity

  Rulemaking · Federal Reserve · Sep 18, 2023 · FR 2023-19200 / RIN 7100-AG64

• Regulatory Capital Rule: Risk-Based Capital Surcharges for Global Systemically Important Bank Holding Companies; Systemic Risk Report (FR Y-15)

  Rulemaking · Federal Reserve · Sep 1, 2023 · 2023-16896

• Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews

  Rulemaking · SEC · Aug 23, 2023 · Release IA-6383

• Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

  Rulemaking · CFTC · Jul 18, 2023 · 2023-15056

• Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, et al.

  Rulemaking · SEC · Apr 5, 2023 · 2023-05767

• Imposition of Special Measure Prohibiting the Transmittal of Funds Involving Bitzlato

  Rulemaking · FinCEN · Jan 23, 2023 · 2023-01189

• Resolution-Related Resource Requirements for Large Banking Organizations; Extension of Comment Period

  Rulemaking · Federal Reserve · Dec 19, 2022 · 2022-27475

• Circular 2022-02: Deceptive Representations Involving the Federal Deposit Insurance Corporation's Name or Logo or Deposit Insurance

  Rulemaking · CFPB · Jun 14, 2022 · 2022-12728

• Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities

  Rulemaking · SEC · May 11, 2022 · 2022-07850

• Custody of Digital Asset Securities by Special Purpose Broker-Dealers

  Rulemaking · SEC · Feb 26, 2021 · 2020-28847

• Deutsche Bank FCPA and Commodities-Fraud Resolution

  Enforcement · DOJ · Jan 8, 2021 · DOJ OPA, 2021-01-08

• Requirements for Certain Transactions Involving Convertible Virtual Currency or Digital Assets

  Rulemaking · FinCEN · Dec 23, 2020 · 2020-28437

• Accredited Investor Definition

  Rulemaking · SEC · Oct 9, 2020 · 2020-19189

• Payday, Vehicle Title, and Certain High-Cost Installment Loans (Revocation Rule)

  Rulemaking · CFPB · Jul 22, 2020 · RIN 3170-AA80 / FR 2020-14935

• Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

  Rulemaking · Federal Reserve · Jun 25, 2020 · 85 FR 46422

• Retail Commodity Transactions Involving Certain Digital Assets

  Rulemaking · CFTC · Jun 24, 2020 · 2020-11827

• Wells Fargo Sales-Practices Resolution

  Enforcement · DOJ · Feb 21, 2020 · DOJ OPA, 2020-02-21

• Exchange-Traded Funds

  Rulemaking · SEC · Oct 24, 2019 · 2019-21250

• Payday, Vehicle Title, and Certain High-Cost Installment Loans

  Rulemaking · CFPB · Nov 17, 2017 · RIN 3170-AA40 / FR 2017-21808

• Credit Suisse Guilty Plea

  Enforcement · DOJ · May 19, 2014 · DOJ OPA, 2014-05-19

• Core Principles and Other Requirements for Swap Execution Facilities

  Rulemaking · CFTC · May 16, 2013 · 78 FR 33476 / 17 CFR Part 37