Rulemaking · SEC · Feb 29, 2024

Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers

Docket or bill: 2024-02837
Official record: https://www.regulations.gov/document/SEC-2024-0272-0001
Tracked as: Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers
Issued by: Securities and Exchange Commission

Traceable spending around this event

Tracked giving from finance banking donors in the year before the event, and lobbying on BAN, FIN issue codes in the surrounding window. These are partial, tracked figures scoped to a window, not totals for the industry.

Giving window: Mar 1, 2023 – Feb 29, 2024. Donation records in this database currently run through Aug 12, 2026; lobbying filings through 2026. Figures computed Sep 14, 2026.

Tracked giving (finance banking)

$41,514,023

6,277 donations

Opposition spending

independent expenditures against

Lobbying (BAN, FIN)

$1,360,997,396

3,841 filings

Positions on record

from the relationships graph

Tracked giving (finance banking)$41,514,023

Lobbying (BAN, FIN)$1,360,997,396

Of tracked giving, $324,000 was independent expenditures supporting and $0 opposing; the remainder is direct contributions with no stated direction.

Positions

MANAGED FUNDS ASSOCIATION
regulatory comment · curated · source
On record
Investment Adviser Association
regulatory comment · curated · source
On record
Alternative Investment Management Association
regulatory comment · curated · source
On record

Top lobbying on these issues

Clients with the most reported lobbying spend on BAN, FIN issue codes in the window around the event. Lobbying reports cover multiple issues, so spend is not attributable to this event alone.

CHAMBER OF COMMERCE OF THE U.S.A.$160,840,000 · 9 filings
Boeing$22,510,000 · 7 filings
AMERICAN BANKERS ASSOCIATION$15,010,000 · 10 filings
NATIONAL ASSOCIATION OF REALTORS$14,740,000 · 1 filings
KOCH GOVERNMENT AFFAIRS, LLC$13,470,000 · 6 filings
AMERICAN ASSOCIATION FOR JUSTICE$12,625,000 · 11 filings
CREDIT UNION NATIONAL ASSOCIATION. INC. DBA AMERICA'S CREDIT UNIONS$12,127,816 · 9 filings
CONOCOPHILLIPS$11,810,000 · 6 filings

Figures are drawn from tracked FEC donations and Senate LDA lobbying disclosures held in this database. See the methodology for how spending is scoped to an event window.