Rulemaking · SEC · Feb 29, 2024

Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers

Docket or bill

2024-02837

Official record

https://www.regulations.gov/document/SEC-2024-0272-0001

Tracked as

Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers

Issued by

SEC

Traceable spending around this event

Tracked giving from finance banking donors in the year before the event, and lobbying on BAN, FIN issue codes in the surrounding window. These are partial, tracked figures scoped to a window, not totals for the industry.

Positions

• MANAGED FUNDS ASSOCIATION

  regulatory comment · curated · source

  On record
• Investment Adviser Association

  regulatory comment · curated · source

  On record
• Alternative Investment Management Association

  regulatory comment · curated · source

  On record

Top lobbying on these issues

Clients with the most reported lobbying spend on BAN, FIN issue codes in the window around the event. Lobbying reports cover multiple issues, so spend is not attributable to this event alone.

• CHAMBER OF COMMERCE OF THE U.S.A.$160,840,000 · 9 filings
• Boeing$22,510,000 · 7 filings
• AMERICAN BANKERS ASSOCIATION$15,010,000 · 10 filings
• NATIONAL ASSOCIATION OF REALTORS$14,740,000 · 1 filings
• KOCH GOVERNMENT AFFAIRS, LLC$13,470,000 · 6 filings
• AMERICAN ASSOCIATION FOR JUSTICE$12,625,000 · 11 filings
• CREDIT UNION NATIONAL ASSOCIATION. INC. DBA AMERICA'S CREDIT UNIONS$12,127,816 · 9 filings
• CONOCOPHILLIPS$11,810,000 · 6 filings

Figures are drawn from tracked FEC donations and Senate LDA lobbying disclosures held in this database. See the methodology for how spending is scoped to an event window.