Rulemaking · SEC · Aug 23, 2023
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
The private-fund-adviser rules imposed new disclosure, audit, and fairness requirements on advisers to hedge funds and private equity funds. The Fifth Circuit vacated them in 2024.
- Docket or bill
- Release IA-6383
- Official record
- https://www.sec.gov/rules-regulations/2023/08/s7-03-22
- Tracked as
- Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
- Issued by
- Securities and Exchange Commission
Traceable spending around this event
Tracked direct contributions from finance banking donors to candidates in the year before the event, with transfers to PACs and parties and independent expenditures reported apart, and lobbying on FIN issue codes in the surrounding window. These are partial, tracked figures scoped to a window, not totals for the industry. Independent expenditures are spent for or against candidates, not given to them, and are never added to the giving figures.
Giving window: Aug 23, 2022 – Aug 23, 2023. Donation records in this database currently run through Oct 20, 2026; lobbying filings through 2026. Figures computed Oct 29, 2026.
Tracked direct giving to candidates (finance banking)
$738,753
96 contributions to person recipients
Transfers to PACs and parties (finance banking)
$34,201,758
2,767 contributions to non-person recipients
IE support
$388,354
2 independent expenditures for candidates
IE oppose
$0
0 independent expenditures against candidates
Lobbying (FIN)
$511,624,585
1,248 filings, whole-filing LDA totals
Positions on record
9
curated
Giving to candidates, transfers to PACs, independent expenditures and lobbying are separate figures and are not summed.
Positions
- NATIONAL VENTURE CAPITAL ASSOCIATIONOn record
lobbying disclosure · curated · source
- REAL ESTATE ROUNDTABLEOn record
lobbying disclosure · curated · source
- MANAGED FUNDS ASSOCIATIONOn record
lobbying disclosure · curated · source
- CHAMBER OF COMMERCE OF THE U.S.A.On record
lobbying disclosure · curated · source
- AMERICAN INVESTMENT COUNCIL F/K/A PEGCCOn record
lobbying disclosure · curated · source
- AMERICANS FOR FINANCIAL REFORMOn record
regulatory comment · curated · source
- MANAGED FUNDS ASSOCIATIONOn record
regulatory comment · curated · source
- American Investment CouncilOn record
regulatory comment · curated · source
- COMMITTEE ON CAPITAL MARKETS REGULATIONOn record
regulatory comment · curated · source
Top lobbying on these issues
Clients with the most reported lobbying spend on FIN issue codes in the window around the event. Lobbying reports cover multiple issues, so spend is not attributable to this event alone.
- CHAMBER OF COMMERCE OF THE U.S.A.$67,720,000 · 4 filings
- NATIONAL ASSOCIATION OF REALTORS$52,360,000 · 8 filings
- AMAZON.COM SERVICES LLC$17,850,000 · 4 filings
- AARP$16,520,000 · 4 filings
- NATIONAL ASSOCIATION OF MANUFACTURERS$12,010,000 · 4 filings
- Boeing$10,580,000 · 3 filings
- AMERICAN BANKERS ASSOCIATION$8,340,000 · 4 filings
- NATIONAL MULTIFAMILY HOUSING COUNCIL INC$8,166,422 · 4 filings
Figures are drawn from tracked FEC donations and Senate LDA lobbying disclosures held in this database. See the methodology for how spending is scoped to an event window. The spending shown is publicly disclosed, and no violation of law is alleged. Its timing does not establish that any spending caused the outcome.