Rulemaking · SEC · Aug 23, 2023

Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews

The private-fund-adviser rules imposed new disclosure, audit, and fairness requirements on advisers to hedge funds and private equity funds. The Fifth Circuit vacated them in 2024.

Docket or bill: Release IA-6383
Official record: https://www.sec.gov/rules-regulations/2023/08/s7-03-22
Tracked as: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Issued by: Securities and Exchange Commission

Traceable spending around this event

Tracked giving from finance banking donors in the year before the event, and lobbying on FIN issue codes in the surrounding window. These are partial, tracked figures scoped to a window, not totals for the industry.

Tracked giving (finance banking)

$26,842,041

2,244 donations

Opposition spending

independent expenditures against

Lobbying (FIN)

$227,028,889

310 filings

Positions on record

from the relationships graph

Tracked giving (finance banking)$26,842,041

Lobbying (FIN)$227,028,889

Positions

NATIONAL VENTURE CAPITAL ASSOCIATION
lobbying disclosure · curated · source
On record
REAL ESTATE ROUNDTABLE
lobbying disclosure · curated · source
On record
MANAGED FUNDS ASSOCIATION
lobbying disclosure · curated · source
On record
CHAMBER OF COMMERCE OF THE U.S.A.
lobbying disclosure · curated · source
On record
AMERICAN INVESTMENT COUNCIL F/K/A PEGCC
lobbying disclosure · curated · source
On record
AMERICANS FOR FINANCIAL REFORM
regulatory comment · curated · source
On record
MANAGED FUNDS ASSOCIATION
regulatory comment · curated · source
On record
American Investment Council
regulatory comment · curated · source
On record
COMMITTEE ON CAPITAL MARKETS REGULATION
regulatory comment · curated · source
On record

Top lobbying on these issues

Clients with the most reported lobbying spend on FIN issue codes in the window around the event. Lobbying reports cover multiple issues, so spend is not attributable to this event alone.

CHAMBER OF COMMERCE OF THE U.S.A.$86,380,000 · 5 filings
Boeing$10,580,000 · 3 filings
AMERICAN BANKERS ASSOCIATION$8,340,000 · 4 filings
CONOCOPHILLIPS$7,860,000 · 4 filings
AMERICAN ASSOCIATION FOR JUSTICE$6,395,000 · 6 filings
KOCH GOVERNMENT AFFAIRS, LLC$6,210,000 · 3 filings
SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION$6,180,000 · 3 filings
Oracle$5,710,000 · 2 filings

Figures are drawn from tracked FEC donations and Senate LDA lobbying disclosures held in this database. See the methodology for how spending is scoped to an event window.