Policy events

Votes, enforcement decisions, and rulemakings from US financial regulators, each mapped to the political spending traceable to entities positioned to benefit from a specific outcome. Every figure links to its official docket and the underlying disclosure records. See the methodology for how spending is scoped to an event.

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9 events

• Order: Conditional Substituted Compliance in Connection with Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan

  Rulemaking · CFTC · Jul 18, 2024 · 2024-15092

• Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation Functions

  Rulemaking · CFTC · Mar 19, 2024 · 2024-04938

• Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants

  Rulemaking · CFTC · Jan 24, 2024 · 2023-28745

• Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements

  Rulemaking · CFTC · Dec 28, 2023 · 2023-28350

• Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

  Rulemaking · CFTC · Jul 18, 2023 · 2023-15056

• Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, et al.

  Rulemaking · SEC · Apr 5, 2023 · 2023-05767

• Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities

  Rulemaking · SEC · May 11, 2022 · 2022-07850

• Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

  Rulemaking · Federal Reserve · Jun 25, 2020 · 85 FR 46422

• Core Principles and Other Requirements for Swap Execution Facilities

  Rulemaking · CFTC · May 16, 2013 · 78 FR 33476 / 17 CFR Part 37