Policy events
Votes, enforcement decisions, and rulemakings from US financial regulators, each mapped to the political spending traceable to entities positioned to benefit from a specific outcome. Every figure links to its official docket and the underlying disclosure records. See the methodology for how spending is scoped to an event.
Filter
SectorHedge fundPrivate equityCommunity bankGlobal systemically important bankInsured depository institutionLarge bankRegional bankCryptoFintechInsuranceBroker-dealerNon-bank systemically important financial institutionPrivate credit
9 events
- Reporting Requirements for All Filers and Large Hedge Fund Advisers
Rulemaking · SEC · Mar 12, 2024 · 2024-03473
- The Enhancement and Standardization of Climate-Related Disclosures for Investors
Rulemaking · SEC · Mar 6, 2024 · Release 33-11275
- Further Definition of As a Part of a Regular Business in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers
Rulemaking · SEC · Feb 29, 2024 · 2024-02837
- Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Rulemaking · SEC · Aug 23, 2023 · Release IA-6383
- Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, et al.
Rulemaking · SEC · Apr 5, 2023 · 2023-05767
- Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities
Rulemaking · SEC · May 11, 2022 · 2022-07850
- Custody of Digital Asset Securities by Special Purpose Broker-Dealers
Rulemaking · SEC · Feb 26, 2021 · 2020-28847
- Accredited Investor Definition
Rulemaking · SEC · Oct 9, 2020 · 2020-19189
- Exchange-Traded Funds
Rulemaking · SEC · Oct 24, 2019 · 2019-21250